Our Services

Independent BSA/AML/OFAC Examinations

Comprehensive Review and Transaction Analysis/Sampling
Reporting & Recordkeeping Compliance (CTRs, SARs)
Customer Identification, KYC Controls & OFAC Screening
Transaction Monitoring & Suspicious Activities Identification
Issuance of Detailed Report with Recommendations and Remedial Measures

Compliance Program Development

Risk Assessment
Development of Written Policies & Procedures
Confirmation of Registration & Licensing
Compliance Officer Functions & Reporting
Development of Employee Training Programs

General Compliance Consulting

General AML Compliance Issues & Updates
Pre-Title 31 Examination Consulting
Bank Relationships
Regulatory Developments
Referrals for Financial and Legal Support